Investigations Specialist Job Vacancy at Nigerian Exchange Group
The Nigerian Exchange Group is a leading financial market infrastructure provider connecting Africa and the world. Its services include listing and trading, licensing, market data solutions, ancillary technology services, and more.
We seek to hire an Investigations Specialist with a thorough understanding of Nigerian Capital Market rules and regulations, broad inspections and examinations or Audit experience as well as a strong analytical background, including stellar academic credentials.
Nigerian Exchange Group
The Investigations Specialist Job Vacancy at Nigerian Exchange Group is an exciting role that offers the opportunity to be a part of a prestigious and fast-growing company. This position is a great fit for anyone who loves working in a fast-paced environment, where they can learn new things, and improve their skills.
As an Investigations Specialist, you’ll be responsible for conducting targeted examinations on Dealing Members based on Market Intelligence reports. You’ll also be tasked with developing pre-examination parameters before the commencement of annual examination cycles.
The Investigations Specialist role also involves preparing legal opinions for complaints that are referred to the All Parties Secretariat. In addition, you’ll be expected to prepare correspondences, reports, presentations and notices that are intended to solve investors’ problems in the most cost-effective manner possible.
Investigative Specialists identify, collect, and analyze information. They also investigate suspicious activities and deal with them promptly and efficiently in adherence to the company’s policies and regulations.
As an Investigations Specialist, you will support the Office of Anti-Corruption and Investigations (OAI) in conducting internal investigations into alleged sexual misconduct, including sexual exploitation and abuse, sexual assault and sexual harassment, as well as other related issues in line with OAI standards.
You will also contribute to the development and roll out of capacity building programmes in country offices, including Code of Conduct and investigation training, as well as Incident Management Committee and anti-corruption training.
You will also ensure that you are conducting your investigations in a compliant manner and that they meet the required standard and are complete with soundly based conclusions and recommendations, supported by all evidence obtained during the course of the investigation.
The Nigerian Exchange Group is a leading financial market infrastructure provider in Africa, connecting Nigeria, Africa and the world. It provides platform for raising capital, listing and trading securities, licensing, market data dissemination services, ancillary technology, regulation and real estate services to customers in Africa.
The job responsibilities of an Investigations Specialist include coordinating with departments to gather extensive data, analyzing documentation and identifying any discrepancies and irregularities. They also conduct thorough investigations and deal with suspicious activities promptly in adherence to company policies and regulations.
The position requires knowledge of the rules and regulations governing the Capital Markets. A Law Degree with 3 – 5 years relevant’ post NYSC experience would be an added advantage. It is also preferable if the candidate has broad inspections and examinations or Audit experience.
The Investigations Specialist is a crucial member of the NGX Regulation Limited team and will be responsible for conducting pre-trade inspections, risk based examinations of Trading License Holders to ensure compliance with NGX Regulation standards. The job holder will also support the development and implementation of operational strategies within the Investigations unit.
This position is a perfect fit for a Capital Market regulatory professional with a strong personality, good people management and communication skills. It will be an excellent opportunity to work in an exciting environment and make a real impact on the financial market in Africa.
The Investigations Specialist will need to have a thorough understanding of Nigerian Capital Market rules and regulations, broad inspections and examinations or Audit experience, as well as a strong analytical background including stellar academic credentials. They will also need to be able to identify and implement effective controls in function specific areas, provide quality service, make efficient and effective decisions, provide timely information to management, manage teams effectively and mentor subordinates to achieve the overall corporate objectives of the company.
Method of Application
If you are interested in the Investigations Specialist Job Vacancy at Nigerian Exchange Group, then it is recommended that you apply online. There are various recruitment websites in Nigeria that post ongoing government recruitment, so it is easy to find a suitable job for you without leaving your home.
The site will also guide you on the application process, entry requirements and qualifications. It is important to read through the instructions carefully and apply accordingly.
The Investigations unit deals with investigations relating to market rule breach. They are tasked with collating and documenting referrals from the Market Surveillance unit and other relevant Issuer service departments, and conducting investigation activities for evidence of complicity of affected Trading License Holders.